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Abstract:Visual document retrieval has become essential for accessing information in visually rich documents. Existing approaches fall into two camps. Late-interaction retrievers achieve strong quality through fine-grained token-level matching but store hundreds of vectors per page, incurring large index footprints and high serving costs. By contrast, dense single-vector retrievers retain storage and latency advantages but consistently lag in quality because they compress all information into a single final-layer embedding. In this work, we first conduct a layerwise diagnostic on single-vector retrievers, revealing that retrieval-relevant signal resides in internal representations. Motivated by these findings, we propose MINER (Mining Multimodal Internal RepreseNtation for Efficient Retrieval), a lightweight plug-in module that probes and fuses internal signals across transformer layers into a single compact embedding without modifying the backbone or sacrificing single-vector efficiency. The first Retrieval-Aligned Layer Probing stage attaches a lightweight probe at each layer, surfacing which dimensions carry retrieval-relevant information. The subsequent Adaptive Sparse Multi-Layer Fusion stage applies performance-adaptive neuron-level masking to the selected layers and fuses the surviving signals into the final dense vector. Across ViDoRe V1/V2/V3, MINER outperforms existing dense single-vector retrievers on the majority of benchmarks, with up to 4.5% nDCG@5 improvement over its corresponding backbone. Compared to strong late-interaction baselines, in some settings MINER substantially narrows the nDCG@$5$ gap to $0.2$ while preserving the storage and serving advantages of dense retrieval.
Abstract:Large Language Models (LLMs) exhibit strong implicit personalization ability, yet most existing approaches treat this behavior as a black box, relying on prompt engineering or fine tuning on user data. In this work, we adopt a mechanistic interpretability perspective and hypothesize the existence of a sparse set of Preference Heads, attention heads that encode user specific stylistic and topical preferences and exert a causal influence on generation. We introduce Differential Preference Steering (DPS), a training free framework that (1) identifies Preference Heads through causal masking analysis and (2) leverages them for controllable and interpretable personalization at inference time. DPS computes a Preference Contribution Score (PCS) for each attention head, directly measuring its causal impact on user aligned outputs. During decoding, we contrast model predictions with and without Preference Heads, amplifying the difference between personalized and generic logits to selectively strengthen preference aligned continuations. Experiments on widely used personalization benchmarks across multiple LLMs demonstrate consistent gains in personalization fidelity while preserving content coherence and low computational overhead. Beyond empirical improvements, DPS provides a mechanistic explanation of where and how personalization emerges within transformer architectures. Our implementation is publicly available.
Abstract:Large language models (LLMs) often produce content that contradicts or overlooks information provided in the input context, a phenomenon known as faithfulness hallucination. In this paper, we propose Context-Fidelity Boosting (CFB), a lightweight and general decoding-time framework that reduces such hallucinations by increasing the generation probability of source-supported tokens. Motivated by logit-shaping principles from watermarking techniques, CFB applies additive token-level logit adjustments based on a token's degree of support from the input context. Specifically, we develop three boosting strategies: static boosting, which applies a fixed bias to source-supported tokens; context-aware boosting, which scales this bias using the divergence between next-token distributions with and without context; and token-aware boosting, which further redistributes the adaptive bias according to local relevance estimated from source-position attention and source-scoped semantic similarity. CFB requires no retraining or architectural changes, making it compatible with a wide range of LLMs. Experiments on summarization and question answering tasks across multiple open-source LLMs show that CFB consistently improves faithfulness metrics with minimal generation overhead. Our implementation is fully open-sourced.
Abstract:Guard models are widely used to detect harmful content in user prompts and LLM responses. However, state-of-the-art guard models rely solely on terminal-layer representations and overlook the rich safety-relevant features distributed across internal layers. We present SIREN, a lightweight guard model that harnesses these internal features. By identifying safety neurons via linear probing and combining them through an adaptive layer-weighted strategy, SIREN builds a harmfulness detector from LLM internals without modifying the underlying model. Our comprehensive evaluation shows that SIREN substantially outperforms state-of-the-art open-source guard models across multiple benchmarks while using 250 times fewer trainable parameters. Moreover, SIREN exhibits superior generalization to unseen benchmarks, naturally enables real-time streaming detection, and significantly improves inference efficiency compared to generative guard models. Overall, our results highlight LLM internal states as a promising foundation for practical, high-performance harmfulness detection.
Abstract:Conventional sequential recommendation models have achieved remarkable success in mining implicit behavioral patterns. However, these architectures remain structurally blind to explicit user intent: they struggle to adapt when a user's immediate goal (e.g., expressed via a natural language prompt) deviates from their historical habits. While Large Language Models (LLMs) offer the semantic reasoning to interpret such intent, existing integration paradigms force a dilemma: LLM-as-a-recommender paradigm sacrifices the efficiency and collaborative precision of ID-based retrieval, while Reranking methods are inherently bottlenecked by the recall capabilities of the underlying model. In this paper, we propose Decoupled Promptable Sequential Recommendation (DPR), a model-agnostic framework that empowers conventional sequential backbones to natively support Promptable Recommendation, the ability to dynamically steer the retrieval process using natural language without abandoning collaborative signals. DPR modulates the latent user representation directly within the retrieval space. To achieve this, we introduce a Fusion module to align the collaborative and semantic signals, a Mixture-of-Experts (MoE) architecture that disentangles the conflicting gradients from positive and negative steering, and a three-stage training strategy that progressively aligns the semantic space of prompts with the collaborative space. Extensive experiments on real-world datasets demonstrate that DPR significantly outperforms state-of-the-art baselines in prompt-guided tasks while maintaining competitive performance in standard sequential recommendation scenarios.
Abstract:In information retrieval (IR), learning-to-rank (LTR) methods have traditionally limited themselves to discriminative machine learning approaches that model the probability of the document being relevant to the query given some feature representation of the query-document pair. In this work, we propose an alternative denoising diffusion-based deep generative approach to LTR that instead models the full joint distribution over feature vectors and relevance labels. While in the discriminative setting, an over-parameterized ranking model may find different ways to fit the training data, we hypothesize that candidate solutions that can explain the full data distribution under the generative setting produce more robust ranking models. With this motivation, we propose DiffusionRank that extends TabDiff, an existing denoising diffusion-based generative model for tabular datasets, to create generative equivalents of classical discriminative pointwise and pairwise LTR objectives. Our empirical results demonstrate significant improvements from DiffusionRank models over their discriminative counterparts. Our work points to a rich space for future research exploration on how we can leverage ongoing advancements in deep generative modeling approaches, such as diffusion, for learning-to-rank in IR.
Abstract:Large Language Models (LLMs) excel at general-purpose tasks, yet adapting their responses to individual users remains challenging. Retrieval augmentation provides a lightweight alternative to fine-tuning by conditioning LLMs on user history records, and existing approaches typically select these records based on semantic relevance. We argue that relevance serves as an unreliable proxy for utility: a record may be semantically similar to a query yet fail to improve generation quality or even degrade it due to redundancy or conflicting information. To bridge this gap, we propose PURPLE, a contextual bandit framework that oPtimizes UseR Profiles for Llm pErsonalization. In contrast to a greedy selection of the most relevant records, PURPLE treats profile construction as a set generation process and utilizes a Plackett-Luce ranking model to capture complex inter-record dependencies. By training with dense feedback provided by the likelihood of the reference response, our method aligns retrieval directly with generation quality. Extensive experiments on nine personalization tasks demonstrate that PURPLE consistently outperforms strong heuristic and retrieval-augmented baselines in both effectiveness and efficiency, establishing a principled and scalable solution for optimizing user profiles.
Abstract:Traditional recommendation systems represent user preferences in dense representations obtained through black-box encoder models. While these models often provide strong recommendation performance, they lack interpretability for users, leaving users unable to understand or control the system's modeling of their preferences. This limitation is especially challenging in music recommendation, where user preferences are highly personal and often evolve based on nuanced qualities like mood, genre, tempo, or instrumentation. In this paper, we propose an audio prototypical network for controllable music recommendation. This network expresses user preferences in terms of prototypes representative of semantically meaningful features pertaining to musical qualities. We show that the model obtains competitive recommendation performance compared to popular baseline models while also providing interpretable and controllable user profiles.
Abstract:Fund allocation has been an increasingly important problem in the financial domain. In reality, we aim to allocate the funds to buy certain assets within a certain future period. Naive solutions such as prediction-only or Predict-then-Optimize approaches suffer from goal mismatch. Additionally, the introduction of the SOTA time series forecasting model inevitably introduces additional uncertainty in the predicted result. To solve both problems mentioned above, we introduce a Risk-aware Time-Series Predict-and-Allocate (RTS-PnO) framework, which holds no prior assumption on the forecasting models. Such a framework contains three features: (i) end-to-end training with objective alignment measurement, (ii) adaptive forecasting uncertainty calibration, and (iii) agnostic towards forecasting models. The evaluation of RTS-PnO is conducted over both online and offline experiments. For offline experiments, eight datasets from three categories of financial applications are used: Currency, Stock, and Cryptos. RTS-PnO consistently outperforms other competitive baselines. The online experiment is conducted on the Cross-Border Payment business at FiT, Tencent, and an 8.4\% decrease in regret is witnessed when compared with the product-line approach. The code for the offline experiment is available at https://github.com/fuyuanlyu/RTS-PnO.
Abstract:Existing recommender systems tend to prioritize items closely aligned with users' historical interactions, inevitably trapping users in the dilemma of ``filter bubble''. Recent efforts are dedicated to improving the diversity of recommendations. However, they mainly suffer from two major issues: 1) a lack of explainability, making it difficult for the system designers to understand how diverse recommendations are generated, and 2) limitations to specific metrics, with difficulty in enhancing non-differentiable diversity metrics. To this end, we propose a \textbf{C}ounterfactual \textbf{M}ulti-player \textbf{B}andits (CMB) method to deliver explainable recommendation diversification across a wide range of diversity metrics. Leveraging a counterfactual framework, our method identifies the factors influencing diversity outcomes. Meanwhile, we adopt the multi-player bandits to optimize the counterfactual optimization objective, making it adaptable to both differentiable and non-differentiable diversity metrics. Extensive experiments conducted on three real-world datasets demonstrate the applicability, effectiveness, and explainability of the proposed CMB.